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GREEN GILTS
FX ALGOS
- FX Algo Due Diligence Questionnaire (February 2021)
REDEMPTION AND CANCELLATION OF IRREDEEMABLE PREFERENCE SHARES
- Guidelines (February 2019)
LAST LOOK
- Position Paper (February 2018)
MIFID II
- The Investment Association / AFME Indicators of Interest Proposal (March 2017)
- Industry Guidance on MIFID II product governance requirements (July 2019)
HOUSING ASSOCIATIONS
- Governance and Disclosure Guidelines for Housing Associations Seeking Funding From Capital Markets (November 2022)
ALGORITHMIC TRADING ORDER HANDLING QUESTIONNAIRE
The purpose of the Equities Electronic Order Handling Questionnaire is to establish a common, non-exhaustive, framework for the request of information from clients to their electronic trading service providers. The scope of the Questionnaire is limited to equity / equity-like European Economic Area (EEA) securities which are traded through a regulated firm based in the EEA.
- Questionnaire (November 2015)
FIXED INCOME
- Guidelines for New Issue Transactions in Fixed Income - October 2015
- Position paper on Consent Fees - March 2015
USE OF DEALING COMMISSION
- Corporate Access/ Research Services (March 2013)
ETFs
- ETF Performance During the Coronavirus Crisis (June 2020)
LIBRARY
